Regulatory & Commission Disclosure
In accordance with SEBI / AMFI circulars and regulatory guidelines, details regarding our distributor status, trailing commission structure, and code of conduct are disclosed below.
1. AMFI Registration Details
Distributor Name
SAM Investments (Premansu Kumar Mohanty)
Registration Type
AMFI Registered Mutual Fund Distributor
ARN Numbers
ARN-103065 / ARN-361161
EUIN Numbers
E130649 / E689889
2. Distribution Model & Commission Disclosures
In compliance with SEBI Circular No. SEBI/IMD/CIR No. 4/168230/09 and subsequent circulars, we hereby disclose that SAM Investments receives trailing commissions from Asset Management Companies (AMCs) for mutual fund schemes distributed through our ARN.
Below is the indicative range of commissions received from various AMCs across asset classes. Commission rates vary depending on the AMC, scheme category, and market regulations:
| Scheme Category | Indicative Trail Commission (p.a.) | Payout Mechanism |
|---|---|---|
| Equity Schemes (Large, Mid, Small, Flexi Cap, ELSS, Sectoral) | 0.50% – 1.25% p.a. | Monthly / Quarterly pro-rata basis on daily AUM |
| Hybrid & Balanced Advantage Funds | 0.50% – 1.00% p.a. | Monthly / Quarterly pro-rata basis on daily AUM |
| Debt Schemes (Short Duration, Corporate Bond, Dynamic) | 0.15% – 0.75% p.a. | Monthly / Quarterly pro-rata basis on daily AUM |
| Liquid / Overnight / Ultra Short Duration Funds | 0.05% – 0.20% p.a. | Monthly basis on daily AUM |
| Index Funds & ETFs | 0.05% – 0.25% p.a. | Monthly basis on daily AUM |
* Note: In accordance with SEBI guidelines, all upfront commissions on mutual funds have been banned. Only trail commissions are paid by AMCs based on investment holding duration and daily NAV value.
3. Direct Plans Availability
4. Code of Conduct & Fair Dealing
SAM Investments strictly adheres to the AMFI Code of Conduct and SEBI guidelines for mutual fund intermediaries:
- Recommending mutual fund schemes suited to the investor’s risk profile and financial objectives.
- Providing clear disclosure of scheme risk factors, past performance caveats, and investment horizons.
- Ensuring full compliance with Anti-Money Laundering (AML) and Know Your Customer (KYC) requirements.
- Refraining from offering any gifts, rebates, or pass-backs from distributor commission to clients.